Welcome to SEC Roundup, a bimonthly video collection by former Securities and Trade Fee senior trial counsels Nick Morgan and Tom Zaccaro, founders of the nonprofit advocacy group Investor Selection Advocates Community.

On this episode, Morgan and Zaccaro discuss to a nationwide panel of SEC specialists concerning the SEC’s annual enforcement report, which particulars the lots of of instances introduced by the SEC enforcement division during the last 12 months.

On wide-ranging matters together with the Advertising Rule, off-channel communications, whistleblowers, gatekeepers and disclosures, the panel affords insights into the place the SEC will likely be entering into 2024.

The previous SEC attorneys from 5 completely different cities spotlight danger areas and recommendation for these seeking to keep away from the SEC.